Investments

Government watchdogs propose more oversight amid collapse of crypto and falling markets.

Even before the collapse of FTX, concerns about cryptocurrency and other risky investments were keeping regulators busy.

Regulatory disappointment in December accelerated steep losses suffered by cannabis ETFs this year.

Top strategists are warning that stocks face fresh declines in the first half as corporate earnings succumb to weaker economic growth and sky-high inflation, and central banks remain hawkish.

There are some signs of relief that may set up savers for higher future returns, particularly in the bond market.

Few topics in retirement are as polarizing as the "A" word. We asked advisors to weigh in.

4 financial advisors talk about what they got right, and what they got wrong.

2022 was full of under-the-radar revolutions for the way Americans retire. Here's what happened and what it means for 2023.

The Wall Street regulator's Regulation Best Execution would require firms to go to extra lengths to ensure they're getting the best deals for customers.

Forget high-yield savings accounts (if you can find them). Money-market funds are having a moment.

Regulators are taking the first step towrard the most widespread revamp in more than a decade in the way that stocks are traded.

A new Morningstar report says seniors can safely withdraw up to 3.8% of their nest eggs in their first year of retirement — up from 3.3% last year.

As interest rates rose and stocks fell over the summer, Americans saw their wealth decline.

Bonds are back for high net worth investors.

Super-rich investors find energy the most attractive of all investment categories.

The strategy, which allows investors to cherry-pick stocks in a benchmark instead of owning a fund that tracks a specific gauge like the S&P 500, will have $825 billion in assets come 2026, Cerulli says.

The rise of social media "finfluencers" and the tendency of millennials and Gen-Z investors to manage their own money are just two significant trends.

FINRA accused FSC, Royal Alliance, SagePoint and Woodbury of "negligently omitting material facts" about an alternative asset manager, FINRA said.

The push to regulate non-traded REITs lurks behind new concerns about liquidity.

In two FINRA enforcement cases and an arbitration award, wealth management firms are resolving allegations that they breached their duties.