Law and regulation

If you plan to join another firm or go indie, you’d better reacquaint yourself with this landmark agreement first.

Proponents of internal crossing say it can reduce costs, while detractors say it's riddled with potential conflicts of interest.

The early decision stops advisers from earning commissions on products that will also generate fees through the firm's Investment Advisory Program.

Institutions that are willing to invest at least $100 million can get the Janus total-return strategy as a separate account, according to a person with knowledge of the matter.

New guidance from the Department of Labor provides conditions under which firms can offer bonuses and other compensation incentives.

Some managers have been quick to respond with new robo platforms and recalibrated offerings for fiduciary advice.

Deutsche Bank’s $5.5 billion of AT1 notes have come under pressure this year as fixed-income investors fret about whether the relatively high yields compensate for the risk of losses.

Following the success of smart beta, managers are pitching a new type of diversified portfolio effectively run by a committee of robots.

A Morgan Stanley survey finds that 64% of the time, sustainable strategies matched or outperformed traditional mutual funds in terms of returns.

The improved outlook for the world's largest developing economy has helped increase clients' risk appetite.