The country's largest IBD is said to be exploring strategic alternatives, which may include shopping itself around for buyers.

Founded by former wirehouse advisers, XML Financial is the seventh firm to join the IPO-bound RIA aggregator this year.

New capital from outsiders is adding $50 million to the RIA's war chest.

Beacon Pointe’s latest deal puts the wealth manager over the $2B AUM milestone, and it’s eyeing new markets.

Insurance industry giant targets RIA market via fee-based annuities.

Bats handles about a quarter of ETF trading volume in the U.S., giving CBOE a significant beachhead.

For many firms, it’s the single most important financial transaction they’ll ever encounter. Here’s how to get a big-picture view and also stay in control during the entire process.

Echelon’s recent launch of a platform helps firms support firms’ ‘wealthtech’ strategies.

The bank and the RIA are feuding over alleged violations of a non-compete agreement and accusations of unfair competition.

Lincoln Investment will gain 350 advisers in its acquisition, which CEO Ed Forst foresaw 20 years ago.