After a longstanding relationship, the New York alternative investments firm buys a chunk of the Swiss bank.

Buyers and sellers are overhauling their firms by folding in accounting and newly-launched independent advisors.

Two RIA acquisitions added $7.7 billion in client assets to the Toronto-based firm's U.S. platform in Q2.

Al Jacobi followed his longtime business partner out the door from a bank with a large wealth arm that pulled out of an acquisition agreement earlier this year.

Three new incoming partner firms have brought $9.5 billion in combined client assets and $50 million in annual revenue this year.

The publicly traded holding company completed the latest of more than 1,000 brokerage shutdowns in the past decade.

Two Securities America brokers and their firm must pay the large award after a case that leaves many unanswered questions.

The Financial Services Network viewed its relationship to LPL as a “dealbreaker.” So Marty Bicknell’s giant RIA is making room.

In the latest sign of big wealth managers displaying some flexibility, Marty Bicknell’s team unveiled another collaboration with a firm often considered a rival.

Announcements involving Fidelity, LPL, BNY Mellon and other well-known firms signal how talent and capital are shaping the industry's future.