M&A
M&A
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“The amount of capital available to this industry is small relative to the size of the need,” says one new lender.
June 10 -
The No. 1 IBD aims to triple its potential target market reach, in part by adapting some aspects of employee services to independence.
June 7 -
Firms that generate 75.5% profit margins are hiring, buying and automating, according to FA Insight.
June 6 -
The ex-CEO of a tax-focused firm acquired by the network in 2012 now leads HD Vest and 1st Global following the $180-million deal.
June 5 -
Independent broker-dealers have changed with the times. Our annual ranking has, too.
June 3 -
Warning: Advisory firm buyers may be purchasing a depleted oil well.
June 3 -
The firm hopes to broaden wealth management offerings beyond ultrahigh-net-worth clients.
June 3 -
Despite a great year, firms don't see fit to rest on their laurels. Instead, they're preparing and adjusting to falling traditional revenue and rising expenses.
June 3 -
Voices: Morningstar now among largest players in credit rating market, and investors haven't noticed Why? Three other competitors have an astounding 95.8% of market share.
May 31 -
CEO Dan Arnold presented details of the firm's mounting ambition after announcing the acquisition of a brokerage and RIA with $3 billion in client assets.
May 22 -
The billions of dollars that have flooded the state and local debt market this year have only heightened the craving.
May 22 -
Dakota Wealth Management’s fourth deal in 13 months brings its AUM close to $1 billion.
May 21 -
Joe Duran outlines the company’s strategy for its mass-affluent advisory push.
May 20 -
The Wall Street giant will use the Main Street advisory firm to further its mass-affluent strategy.
May 16 -
The IBD network has an inside edge for ensuring advisors are ready if equities suffer a sustained fall, according to its president, Adam Antoniades.
May 14 -
The California firm, backed by Wealth partners, moves into the Pacific Northwest.
May 14 -
The two firms' boosts came amid equity headwinds — and both wealth management units now have nearly 4,400 financial advisors.
May 13 -
Jamie Price and incoming majority owner Reverence promise more of the same for the 6,500-advisor IBD network.
May 13 -
Reverence Capital Partners agreed to buy 75% of the 6,500-advisor IBD network from the ownership team that purchased it in 2016.
May 9 -
The aggregator introduces banking services and says it will continue to acquire new firms.
May 9

















