M&A
M&A
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The giants of the channel grabbed most of the spots in the rankings, but some of their smaller or midsize rivals are also expanding quickly.
September 4 -
LPL presses forward with deals that have made it one of the fastest-growing firms in recent years.
September 4 -
The Top 20 Firm is also taking an equity investment in Sequoia Financial, and the two plan to deliver services to each other's clients.
August 28 -
These firms ramped up their ranks through recruiting and M&A deals at notable rates over the past decade — even as the channel experienced record growth.
August 22 -
The deal marks the fourth purchase for CW Advisors since a private equity firm bought a majority stake in it last year.
August 19 -
Financial advisors have built companies that are attractive to investors. But if they face challenges, experts say they can solve them without letting go of their firms.
August 16 -
Cadaret Grant agreed to fines to clear up allegations that it had failed to disclose conflicts with costly mutual funds and sweeps accounts.
August 13 -
Freshly split from Raymond James, a new hybrid RIA plans a multiphase transition that will culminate in over $3B in AUM.
August 13 -
The latest push-pull episode between the giant firm and its large branches came to light in its earnings call. Unanswered questions loom large for its future.
August 9 -
From a logo inspired by a clothing decoration to a name inspired by the cosmos, learn why these eight financial services revamped their brands.
August 2