Mutual funds

Home to more than $249 billion, these funds have expense ratios more than 20 basis points higher than the industry average.

The RIA divisions of Raymond James and RBC are also among the companies that self-reported.

The new product is expected to be the lowest-cost in the category.

The average expense ratio among the poorest performers was 11 basis points lower than the category’s leaders.

The Labor Department is investigating the firm’s fee disclosures, which are also a focus of a lawsuit filed by an investor in T-Mobile USA's 401(k) plan.

Data reported by the Investment Company Institute.

Industry veterans and newcomers provide insight on the year’s leading challenges in regulations, technology and operations.

The transparency of a fee charged to other fund firms for use of the platform is allegedly questioned.

The IBD is one of three dozen firms the regulator has accused of failing to provide sales-charge waivers to eligible retirement plans and charities since 2015.

A portfolio that minimizes the frequency and magnitude of losses, while maintaining an equity-like overall return, may be worth emulating.