Practice and client management

The Life After Notre Dame program offers one-time Fighting Irish players five pillars of support, with financial issues a key component of its national aspirations.

Journey Strategic Wealth President Penny Phillips and other speakers at FP's INVEST conference challenged the industry to think big about its mission.

Financial advisors say they can help combat the flow of misguided and misleading recommendations by posting more frequently and establishing more of a social media presence.

The influence of new technology in financial advising can feel amorphous, but experts say clear shifts are happening in the industry.

Orion Chief Behavioral Officer Daniel Crosby and other experts explained the stakes and challenges facing advisory practices at FP's INVEST conference.

Even if it's uncomfortable, Lester said, sharing personal experiences can help earn the trust of millennial and Gen Z investors.

In a crowded market, aiming to serve clients in a specialized area can help advisors differentiate themselves from the pack.

Two financial advisors and a financial technology entrepreneur explained how the usage of the tools disproves what is often seen as an either-or decision.

The bank will pay $290 million over allegations that it didn't do enough to stop disgraced financier.

The former relationship manager has pleaded not guilty to allegations he blew money from client accounts on bad stock bets.

As financial professionals seek more ways to connect with their colleagues online, experts say the benefits of doing so are plentiful.

Hearsay's sixth annual Social Selling Content Study says original content, financial education and news are the posts that are making an impact in 2023.

A fiscally savvy population serves planners' self interests while making the world a happier, more prosperous place, Michael Nathanson argues.

The former advisor faces as many as 10 years in prison for stealing roughly $1.7 million from relatives' brokerage accounts to pay for trips, cruises and other personal expenses.

Plus, ChatGPT managed portfolios and Smarsh gets a new CTO.

We're celebrating wealth management's up-and-coming new talents. Here's how to throw someone's hat in the ring.

The featured INVEST 2023 speaker breaks down the science behind our saving struggles and details the important role advisors play in bridging the gap with the next generation.

It may take time, trial and error but the turbo-AI tool is worth integrating into an advisory firm's marketing technology stack.

Industry groups question the wisdom of regulators seeking to have one rule on data breaches for broker-dealers and another one for advisors.

Losing your job sets into motion a series of financial twists. Planning ahead can help.