Practice management

The former advisor faces as many as 10 years in prison for stealing roughly $1.7 million from relatives' brokerage accounts to pay for trips, cruises and other personal expenses.

Plus, ChatGPT managed portfolios and Smarsh gets a new CTO.

We're celebrating wealth management's up-and-coming new talents. Here's how to throw someone's hat in the ring.

The featured INVEST 2023 speaker breaks down the science behind our saving struggles and details the important role advisors play in bridging the gap with the next generation.

It may take time, trial and error but the turbo-AI tool is worth integrating into an advisory firm's marketing technology stack.

Industry groups question the wisdom of regulators seeking to have one rule on data breaches for broker-dealers and another one for advisors.

Losing your job sets into motion a series of financial twists. Planning ahead can help.

Players from the Notre Dame Fighting Irish football, soccer, baseball and lacrosse teams have joined Performance Wealth's new program.

Rollovers are difficult, complicated and prone to costly mistakes. In other words, they're a chance for wealth managers to shine.

Investors with between $250,000 and $1 million outnumber the ultrawealthy by 2.5 to 1. For financial advisors, that could be a huge opportunity.

The outlook contrasts with other industries worldwide, where volume has fallen to the lowest level since the beginning stages of the pandemic.

Embracing uncertainty in strong and weak markets alike grounds the client, their portfolio and the practice.

Long-time CEO maintains he never met or even knew of notorious sex offender.

As Asian Americans and Pacific Islanders experience barriers in corporate careers and have been underserved as clients despite their growing wealth, here's what the industry can do to help.

Federal officials have long warned of the dangers of accounts with few guardrails on what they can invest in.

For the cohort also known as Gen Y, making sure their parents are happy and healthy is more important than receiving a generous bequest, a new Edward Jones study found.

Created just before the pandemic, a JPMorgan global unit focused on catering to the ultrawealthy now includes about three dozen people in the U.S., Asia and Europe

The Institute for the Fiduciary Standard launched a virtual leadership class that teaches planners about the history of the profession and the key topics shaping it today.

Firewall, antivirus software and backup, once the cutting-edge elements of a cyberstack, are now the lowest common denominator of protection.

How partnerships — particularly those between financial advisors and CPAs — can benefit firms and clients in a time of hypercompetition in the wealth management industry.