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An avid runner, adviser Melissa Sotudeh finds striking similarities between her passion and her practice.
March 1
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The two advisers went indie with Focus Financial, one of the country's biggest RIA aggregators.
March 1
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Advisers can stay connected in a meaningful way and still automate how they communicate.
March 1
Polly Portfolio -
When an adviser’s Spidey sense tingles, there’s usually a good reason, Kimberly Foss says.
February 28
Mercer Advisors -
Use this as an opportunity to target potential clients and address specific niches.
February 28
Advisor Websites -
Sometimes clients lack substantial portfolios. If that’s the case, planners can tread other paths to reach fair compensation.
February 27
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A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.
February 24
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The recruits left Morgan Stanley and UBS to go with the independent channel at Wells Fargo.
February 24
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Embracing fiduciary standards, managing client risk and integrating technology are essential steps for every RIA to undertake.
February 24
Jefferson National -
The platform provider added a breakaway RIA to score a victory in its battle with rival HighTower.
February 23
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Just in case clients are looking to cut few corners, here are some of the most common tax frauds that the agency is ready to pounce upon.
February 23
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The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
February 23
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Over $1.7 billion per transaction changed hands in the fourth quarter, according to Charles Schwab.
February 23
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Advisers might want to steer their practices away from doctors and toward millennials.
February 23
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It will cost you, but the right team can help you define your business and get your message to qualified potential clients.
February 22
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It’s the third wirehouse team to move to HighTower's outsourcing service this year.
February 21
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The planner-turned-RIA owner is an industry veteran of nearly four decades.
February 21
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Avoiding the pitfalls of managing client finances can be challenging. Here's how some advisers fared — some successfully, others not so much.
February 21
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Changes can substantially reduce the value of delaying widow(er) benefits for surviving spouses.
February 21
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A Senate bill would provide liability protections for advisors who report suspected abuse of senior clients.
February 21
