Practice management

Why planners have nothing to fear from robo advisors.

Focus expected on fraud detection, conflicts of interest and cybersecurity.

An advisor team has left J.P. Morgan to join regional wealth manager Janney Montgomery Scott, opening a new office in Rhode Island.

Cybersecurity policy may still be very much a work in progress at the SEC, but officials increasingly are expecting advisors to have a baseline set of policies and procedures in place to safeguard clients' data, compliance experts caution.

The gender gap among advisors persists. What can the industry do to close it?

A former BofA Merrill Lynch Team who felt wronged after being terminated has signed on with full-service brokerage firm Stifel Financial.

6 networking tips for retirees; Will your retirement savings last?; How to learn what you're paying for your retirement account

Want to connect with millennial clients? Here's how – and why.

Wells Fargo Advisors announced Tuesday that it has added advisors from Merrill Lynch and Ameriprise Financial.

Financial advisors may need to alter the traditional way they view investors’ safety zones.

Independent firm Snowden Lane Partners recruited another wirehouse advisor team, this time from Merrill Lynch.

Former insurance company advisor's 30 victims included friends he had grown up with, according to prosecutors.

Deutsche Asset & Wealth Management has hired Jason Dudley from Morgan Stanley as a director and regional executive for the firm's Atlanta Private Client Services office.

A majority of American millionaires are donating to charity, though few plan how they give, UBS finds.

5 career checkpoints on the road to retirement; 3 Social Security myths you shouldn't believe; Why I won't own bond funds in my retirement portfolio

Regulators see reviving a 2011 proposal addressing incentives in bank pay as a way to deal with cultural problems at banks and bad behavior by their employees.

A Wells Fargo advisor team that managed $200 million in assets has left to join Steward Partners, an independent firm founded a year ago by former wirehouse managers.

FINRA's Enforcement Department alleges that the registered rep issued and distributed unauthorized ATM cards as part of a scheme to steal customer funds.

Latest Morgan Stanley advisor additions around the country bring a combined $565M in AUM and over $3M in revenue.

Planners are often required to use encryption, which can be a powerful tool to protect private information. But advisors have to understand the basics and how to get their clients - and staff - on the same page.