Practice management

Most advisors said they see AI helping streamline internal workflow functions, but very few trust it to make financial decisions.

Advisors are faced with cutting-edge tech that will reshape the industry, as well as questions about its reliability.

A newly proposed rule would require firms to verify customers' ID information and check it against government lists of terrorists and criminals.

There's a difference between advising a client on a decision and making the decision for them. What happens when the client demands the latter?

The mammoth coup far outpaces other recruiting deals of recent memory.

Despite the apparent decline, the independent broker-dealer giant remains one of the leaders in advisor recruiting and merger and acquisition deals.

The plan comes as part of CEO Ermotti's goal of narrowing the distance between his firm and its U.S. wealth management rivals.

Advisors and other leaders in the profession have a unique window into what "wealth" really means. Here's how they defined it.

The federal banking regulator agrees that the former employees' claims against the failed regional bank don't belong in FINRA arbitration.

A dial of destiny, not a temple of doom, awaits financial planners who face AI-enabled wealthtech head-on.