Practice management

Three veterans with decades of experience shared their time-honed secrets about using investment research in ways that are understandable to clients.

The many ways of measuring success in the West End of St. Louis could add up to policy solutions for narrowing the racial wealth gap — if the Invest STL Rooted program is successful.

New advisor tech provider is expanding its recently launched platform built for advisors to manage portfolios specifically for private business owners.

LPL accuses its rival of hindering "competition in the financial services space" through its "cynical" attempts at frightening advisors into staying put.

Amid the painful backdrop of history and the scale of the present-day challenges, pro bono financial advisors are focusing on their clients.

Just 9% of wills take pets into account. Here's how advisors can have a conversation with clients to ensure pets are properly included in their estate plans

Many firms are investing in new technologies, but employees say they feel behind on the training, according to a recent Arizent survey. Here's how firms like Morgan Stanley, Raymond James and Orion are integrating new tools for their staff.

The Atlanta-based independent broker-dealer thinks some advisors will always feel ill at ease at big firms that keep getting bigger. That's where it sees its opportunity.

Many plan participants told the U.S. Government Accountability Office they didn't understand their four main options — or the potential tax consequences.

The Invest STL Rooted program provides longtime residents with grants and financial planning. Here's why its success could be crucial to building wealth in communities nationwide.

CEO Jamie Dimon has long contrasted Florida's business-friendly climate with his firm's native New York.

SEC-registered investment advisors hit an all-time high in 2023 as assets under management also rebounded to stronger growth, according to the latest survey by Investment Adviser Association (IAA) and COMPLY.

Should one number have so much influence over asset allocation? Researchers and advisors alike say it's time for the risk score to be reined in.

An SEC rule that would increase requirements for companies to disclose their emissions was paused following a lawsuit this spring.

With a rush of individuals exploring alternative assets for the first time, advisor platform CAIS is slashing fees that it says affect portfolio performance for such investments.

An advisor in Los Angeles wants to help his clients with their estate planning, which requires thinking about death. How can he broach the subject without scaring them?

The latest legal challenge to the firm's "cash sweeps" policies argues advisors violated their fiduciary duties by not procuring higher yields for clients.

The trailblazers who have found success in challenging circumstances shared key lessons and best practices as part of what will become an annual event.

Financial advisors can create welcoming spaces, understand family structures, be thorough with paperwork and maximize savings.

An industry recruiter notes that many wealth managers who switch firms receive money from their new employer to cover forfeited deferred compensation.