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They have begun eyeing clients with $1 million and less.
June 21
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Despite ongoing consolidation among investment management platforms, the fintech's chief executive says there's plenty of space to serve advisors who have clients with complex needs.
April 24
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The team joined AdvicePeriod, which has more than two dozen advisors and $2.2 billion in AUM.
February 4
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The firm is embracing a playbook beloved by hedge funds: a slew of options trades.
December 19
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The merged operation will be run by someone yet to be named who will report to Jon Weiss, head of wealth and investment management.
November 8
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Russell Goldsmith plans to be “quite active” after handing over the top job to his successor in three months.
October 29
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The advisors agreed not to solicit clients and to return confidential information to the bank.
September 5
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The bank said it thoroughly investigates all complaints of impropriety after a report said the company is failing to treat some of its female employees fairly.
September 4
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The two advisors have already transferred about $160 million in client assets, according to their former employer.
August 29
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Christopher Rollins worked for Goldman Sachs for 16 years and rose to be a managing director before the firm fired him in February 2017.
August 10
