Professional development

In an event led by two respected RIA thought leaders, FP recognizes a half dozen people whose talent and accomplishments have them poised to advance the planning profession. What are the key factors shaping the industry's future?

The book invites women, people of color and millennials in particular to join the wealth profession. We interviewed author Raj Sharma to learn more.

The proposal mirrors FINRA's policy requiring annual continuing education.

In a panel at the Quad-A conference, executives from the three major firms explained how they view the industry's path forward on diversity.

State regulators' enforcement actions for 2021 reveal which scams pose the greatest risks to investors.

With big-name sponsors such as J.P. Morgan, LPL, Merrill Lynch and others, the event adopted a theme this year of being "reunited" together after the pandemic.

Financial Planning's Rising Stars Award recognizes professionals who have bright futures in the profession.

Wealthspire's Anora Gaudiano, one of FP's 2022 Rising Star Award winners, broke into planning after almost two decades as a journalist.

If you've never gone through one, the idea of an audit can be scary. Here's how to keep your cool and guide your firm through the process.

Columbia Investment Management's Kim Lew and Josh Brown of Ritholtz Wealth Management will quiz finalists on how they constructed their portfolios.

Despite the slow pace of change on the representation of women, there are some standout independent wealth managers and some signs of progress.

There are several opportunities for a workforce to upskill and reskill, and create added value for employers and employees alike.

Financially, the opioid crisis is hitting Ohio harder than many other states. But a campaign with advisors at its core aims to turn the tide.

The influential organization of fee-only planners is seeking to boost its membership further and take a lead role in the fiduciary debate.

Eighty-seven percent of mentors and mentees feel empowered by those relationships and have developed greater confidence at work.

Plus, Orion Partners with Apex and SigFig expands its executive leadership team

The merger of a pair of industry powerhouses isn't set to complete until 2023. But the veteran Schwab exec gives a preview of what's on the way.

Zephyr's head of wealth management says now is the perfect time to remind clients why they need you.

Members of the influential fee-only planners group paid tribute to the growth and professionalism during their outgoing chief's tenure.

The CFP exam is no cakewalk. Here are practical tips from the pros on how to clear the career hurdle.