Recruiting
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The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.
August 11 -
One of the largest professional designation and training schools launched a program to award free tuition to at least 25 students in the next year.
August 11 -
The hires hail from Morgan Stanley and Wells Fargo.
August 11 -
The new hires were previously at Merrill Lynch, UBS, and BB&T.
August 10 -
With higher compensation offers and a track record of independence, the No. 1 IBD is “challenging the status quo,” its head recruiter says.
August 7 -
Here’s what leaders around the world say must be done.
August 7 -
The firm’s growth plans come as the industry experiences a new wave of consolidation among custodians and fintechs.
August 6 -
The No. 1 IBD revealed new details of its W-2 affiliation after it followed rivals into the employee channel with an acquisition it made last year.
August 5 -
“We basically had clients demanding that we find a new home,” after Wells Fargo failed to secure PPP loans for them, an advisor says.
August 4 -
The St. Louis-based firm claims its rival “instructs incoming recruits to compile client information from their former firm” as a matter of course.
August 4