Recruiting
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Banks and other institutions are driving significant recruiting moves while aiming to convince more members and clients to sign up for financial advice.
July 13 -
Michele Dillon, a 30-year veteran of wealth management, started in April
July 12 -
In J.D. Power’s annual survey, independent and employee reps gave wealth managers a higher satisfaction index than last year.
July 12 -
Bradley Bruce, a 30-year veteran, brings the 8th Texas group the firm has added.
July 2 -
The wirehouse seeks a recruitment edge over Wall Street banks taking a more hardline approach to in-office days.
June 28 -
The giant wealth manager is re-hitting its stride after its best quarterly net gain in advisors in at least two years.
June 28 -
The No. 1 IBD added to its record headcount with the third billion-dollar move it unveiled in a two-week span.
June 24 -
The firm is following through on its $30-billion pledge and trying to forge a different onramp into the profession.
June 23 -
Most credit unions don’t offer planning services, and affiliating with the No. 1 IBD could help CUNA Brokerage change that, the firm’s president says.
June 22 -
The multigenerational practice decided it was time to make the move.
June 21 -
The 10-person practice, rebranded as Puzzle Wealth Solutions, is led by CEO John Klaas and COO David Millington.
June 21 -
Its parent seeks to support more holistic planning by combining it with two other subsidiaries.
June 18 -
Good Life Companies fosters competition among wealth managers for its own health and runs food stores and a gym.
June 17 -
As technology and diversity take center stage, firms are using new strategies to attract women.
June 17 -
The hybrid firm’s giant parent tapped a new leader as it builds out a growing team with a mission.
June 16 -
The organization seeks to expand on the success of its first year offering the internship-style training in its second summer.
June 16 -
Bill and Chris Hamm admit it’s been something of a rocky start, but they say IFP is saving advisors and clients money compared to a typical wealth manager.
June 15 -
CUNA Mutual Group’s wealth manager of 550 financial advisors will almost certainly represent the largest recruiting move in the sector next year.
June 14 -
Here's what you missed this week in the world of financial advice, including people moves, deals, enforcement, and research.
June 11 -
The Dallas-based hybrid RIA has more than 100 reps, and, if they follow the chief’s exit, it would be the the No. 1 IBD’s largest loss since 2019.
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