Regional banks

The deal will give Stifel about 180 financial advisors managing $56 billion in total client assets.

The regional brokerage hired two new executives and promoted a third in a bid to provide more planning support to the firm's advisors.

There are some regulatory red flags that all advisors must pay attention to. But RIAs and brokers also face hurdles specific to their businesses when it comes to staying out of hot water.

The Braddock Group left the independent broker-dealer for the regional.

The regional broker-dealer lured away the wealth managers from Wells Fargo.

The group left Morgan Stanley and represents the biggest recruiting grab in the super regional's history.

One of the recruits oversaw nearly $210 million in AUM and had $1 million in annual production before making the move.

According to a survey of these elite leaders, wealth managers are leaving for more intimate work environments, and more will be making a move.

Johnny Dawson explains how the values he learned while serving his country guide the way he serves clients today.

The former Southwest Securities team had overseen $225 million in assets at the time of their departure.

King Financial Network president says the team went private for better accessibility and technology.

The vast majority of Americans cannot afford to send their children to college, finds Edward Jones' fourth annual 529 Plan Awareness Survey. Here's how to help your clients.

Independent advisors are bucking the broader trend and going to work for wirehouses and regional firms, ditching managerial tasks for simplicity and payoff.

Advisors with 25 years of combined experience leave the wirehouse for the broker-dealer's private client group.

A team with more than 35 years of combined industry experience leaves the wirehouse for the regional broker-dealer.

Two veterans left the wirehouse this week for different firms, including Janney Montgomery Scott.

The firm said pretax profits for its global advisory business rose 24% from the year ago period.

Looking for a new home for your practice? Here's what you need to consider.

The regional broker-dealer landed a former business director from Lifetime Financial Growth, who also worked for Merrill Lynch and Lehman brothers.

New hires join the firm's employee and independent channels.