Regional banks

An advisor team has left J.P. Morgan to join regional wealth manager Janney Montgomery Scott, opening a new office in Rhode Island.

A former BofA Merrill Lynch Team who felt wronged after being terminated has signed on with full-service brokerage firm Stifel Financial.

On Wall Street extends its deadline for its annual ranking of the top 40 advisors under age 40.

Looking at the range of services received by clients in all advisory channels, traditional wirehouses take the lead in catering to high-end client needs, according to research from Cerulli Associates.

Agency secures $4 billion in penalties; expert says: “make sure that you have a robust and dynamic compliance program.”

Stifel Financial brings in a veteran Morgan Stanley advisor for a newly created client office in West Chester, Pa.

Waddell & Reed picked up an advisor from rival Edward Jones.

Female advisors from Raymond James' Private Client Group got a mix of planning tips, technology tricks, strategic advice and female empowerment.

A Morgan Stanley advisor duo with $213 million in AUM has left the wirehouse to join RBC Wealth Management.

Raymond James reshuffles its divisions, leading to several management appointments.

A UBS advisor managing $108 million in assets has left the wirehouse to join rival firm Merrill Lynch.

On Wall Street has dropped its minimum AUM for its annual ranking of the top 40 advisors under age 40. Who will it be this year?

Advisor Jo Ellen Fisher, who allegedly stole nearly $1 million from a 95-year-old client, is barred from the industry and has been sued by her former employer.

Raymond James & Associates recruited a wirehouse advisor who generated over $1 million in revenue, managing more than $120 million in assets.

Wunderlich Securities is growing, picking up Dominick & Dominick, a New York-based brokerage firm with a long history on Wall Street.

D.A. Davidson Companies announced that Jim Kerr would replace Bill Johnstone as CEO effective January 2015.

FINRA has issued a long-awaited regulatory notice outlining the proposal for a controversial data-sharing system known as CARDS, asking for comments from the industry and other stakeholders.

At an advisor summit, the industry group urges members to reach out individually to lawmakers to fight regulatory plans.

Raymond James' annual Women's Symposium, to be held Oct. 8, is due to feature leading women in the financial services industry, including Sallie Krawcheck.

Four Wells Fargo advisors have left the wirehouse to join Benjamin Edwards, opening the regional broker-dealer's 49th office.