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Two former wirehouse advisors that managed more than $80 million in client assets have left Wells Fargo to join Raymond James & Associates, the firm's traditional employee/broker-dealer.
May 6 -
A former wirehouse advisor team with $350 million in assets has left Wells Fargo to join RBC Wealth Management-U.S.
May 2 -
Raymond James Financial reported that net income was up 33%, boosted by record private client group revenue.
April 23 -
John Taft, CEO of RBC Wealth Management-U.S., shares his insight on upcoming regulatory changes, an ever-more complex marketplace and leadership.
April 16 -
Janney Montgomery Scott recruited an advisor team with $1.7 million in annual revenue from Barclays.
April 14 -
Baird is merging with McAdams Wright Ragen, a wealth management firm based in Seattle that oversees more than $10 billion in client assets, according to the companies.
April 9 -
Advisor group Cohen Financial Management has joined Raymond James Financial from J.P. Morgan Securities, where the team generated annual revenues in excess of $4.2 million.
April 9 -
Baird reported record revenues for 2013, and added a former-Wells Fargo advisor as branch manager for its Charleston, S.C. office, marking its twelfth recruitment so far this year.
April 7 -
RBC Wealth Management has recruited an advisor specializing in global high-net-worth clients with $2 million in production.
April 2 -
A graying workforce. A homogenous culture. New technologies. With its future at stake, the wealth management industry is finally confronting its many challenges.
April 1 -
Benjamin Edwards is luring away talent from Wells Fargo, boosting its presence in the Midwest and New England.
March 31 -
A former Baird advisor won an arbitration case against his old employer, resulting in a FINRA arbitration panel awarding him $170,000 in damages for defamation.
March 26 -
Raymond James is recruiting the industry's top talent at the expense of the wirehouses.
March 20 -
Janney Montgomery Scott recruited a veteran Merrill Lynch advisor with $1 million in production.
March 19 -
The firm continues its recruiting bonanza with the addition of an advisor-team from Morgan Stanley with more than $1.3 million in production.
March 17 -
RBC Wealth Management is adding new names to its top executive team, announcing a new head of International Wealth-USA.
March 14 -
Raymond James has done it again. The firm has stolen away a Merrill Lynch advisor-team with $200 million in assets under management, marking its sixth major recruitment win in the past two weeks.
March 12 -
Raymond James appointed a new COO for its Private Client Group as well as a replacement North Atlantic regional director.
March 12 -
The firm grabbed a team with $2.5 million in production for its independent broker-dealer channel.
March 11 -
Raymond James is on a recruiting spree, poaching million-dollar teams from Merrill Lynch and Wells Fargo, and now grabbing a UBS team with $1.9 million in production for the company's Charlotte, N.C., office.
March 7
