As wealth managers collect more client information, it is up to advisors to understand the value of data to the business and how it needs to be handled.

The senator’s presidential ambitions are becoming another headache for the Wells Fargo CEO.

IRS data provides all the information needed to figure out the answer.

The impact of the 35-day partial government shutdown could delay the process this year.

Firms are seeking these three specialties.

To win at cybersecurity, base your strategy on the way you are already serving clients.

Many Americans affected by the partial government shutdown are tapping their retirement savings and taking other financial options.

By allowing disciplinary actions to be expunged from certificants’ records, the board is sabotaging its own efforts to raise industry standards.

Royal Alliance must pay more than $2.5 million to one ex-client while dealing with charges against the firm and a former rep by William Galvin’s office.

A group representing some of the world’s largest money managers wants the SEC to let brokers accept payments from domestic clients just for research.

Although income that is taxable is likely to increase for families with two children, their final bills will be smaller.

The proposed regulations also provide guidance for taxpayers who hold interests in regulated investment companies.

Financial advisors and their firms are providing zero-interest loans, free counseling and fresh ideas for some 800,000 federal workers going without pay.

As the SEC furloughs workers, the consequences are rippling across the entire wealth management industry.

Seniors who intend to get a Medigap policy to supplement their traditional Medicare coverage may have trouble getting one.

Offices remain open and monthly Social Security checks will go out on time despite the partial shutdown.

Non-public corporate earnings reports were among the stolen information, the regulator claims.

Clients may want a new plan if there have been unfavorable changes to their old plans, they want more flexibility or because of a new illness.

Advisors should pay attention to compliance issues and evolving expectations from clients.

The law now creates a different method of caring for relatives while preserving the family’s financial plan, a John Hancock associate counsel writes.