The $1.68 billion fund has returned 4.2% since he started managing it in October 2014.

An index of SourceMedia's comprehensive election analysis for professionals in financial services, health care and technology. With coverage of more than 50 contests and ballot initiatives.

A friendly memo to help top regulators in the next administration set priorities. One key point: planners and fee-compensated IRAs are the least of your worries.

Pay attention to feedback about what works and what is confusing or distracting.

Tuesday’s decision is the latest blow for the man who had been one of the most powerful public figures in the financial world.

We have the most expensive and fragmented health care in the world, so now what?

Here's how the outcome of the presidential election could affect the trajectory of the Labor Department's regulation.

Banks, technology companies and drugmakers paced the early rebound, with lenders headed toward their biggest one-day gain since August.

Wary investors pushed the S&P 500 Index of equities to its longest slump since 1980.

FINRA claimed the firm failed to adequately supervise the execution and approval of powers of attorneys submitted by non-U.S. customers of J.P. Morgan Private Bank.

A federal judge categorically rejects claims by an insurance group that the agency overreached. The ruling "sets the tone" for other suits nationwide, an investor advocate says.

Here's what to watch for just before the counting of ballots begins.

Key people should be focused on rainmaking, not endless other tasks.

While a federal court allowed the organization to file a brief saying it upheld fiduciary values, it should not be providing expert opinions, writes the founder of a fiduciary consulting firm.

The firm is going for a middle-of-the-road approach that includes fee-based retirement accounts and which also relies on the best interest contract exemption with certain clients, says CEO Ron Kruszewski.

If you plan to join another firm or go indie, you’d better reacquaint yourself with this landmark agreement first.

Amid reports of a possible sale, assets rise and expenses fall.

Proponents of internal crossing say it can reduce costs, while detractors say it's riddled with potential conflicts of interest.

Friends and business associates lost $2 million in a Ponzi-like scheme.

The advisers made the move in the wake of new regulatory guidance which takes aim at recruiting deals.