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The storm devastated Puerto Rico, which has seen a surge of client complaints.
September 27 -
Moves by Nevada and others threaten to create compliance confusion.
September 20 -
A different regulatory landscape is encouraging brokers to reconsider their options.
September 19
Mark Elzweig Co. -
Staying current with where the regulation stands can be hard. Here's what advisors need to know now.
September 14 -
Public perception, the laboriousness of the rule-making process and other factors have acted as roadblocks to wholesale repealing the regulation.
September 8 -
Chairman Jay Clayton and OCIE's director provided advisors with hints on the regulator’s methods.
September 6 -
As prospects for the best interest contract exemption fade, the Labor Department is pursuing a "streamlined" exemption for conflict-free mutual fund shares.
August 31 -
The Office of Management and Budget concluded its review of the proposal, a key step in the administrative process, which puts a freeze on further implementing the regulation.
August 29 -
The move will likely be seen as a win by the opponents of the regulation.
August 25 -
Let's have a robust discussion about how to improve outcomes for clients, but let's stop inventing bogus reasons why we shouldn't look after their best interests.
August 17
Unison Advisors





