The firm also agreed to an independent compliance review and an overhaul of its social media policies.

Plan participants gave firms low marks in fundamental areas, though some performed better than others.

The slow pace of IT innovation leaves little room for advisors to Apple-ize client-facing functions — and they’re losing business because of it.

Plaintiffs claim the firm’s high cash allocations juiced revenue for Schwab at the expense of client performance.

The brokerage will allow customers to buy and sell Bitcoin, Ethereum, Litecoin and Bitcoin Cash.

Digital technologies are transforming the delivery of financial services and reshaping consumer expectations. At the heart of change is the speed of money movement, which now represents the future — success for those who deliver, challenges for those who don't.

The new platform aims to be a place for advisors to access a digital marketplace of insurance and structured products.

The firm cancelled plans for in-person receptions across 10 cities.

Financial advisor Andre Jean-Pierre dropped his broker-dealer with big plans for his burgeoning group of followers on Twitter and Clubhouse.