The head of Ark Investment Management will assist fintech platform Tifin as the company’s subsidiary Magnifi introduces commission-free brokerage services.

As demand for cryptocurrency services from institutional investors surges, the asset manager will add about 100 workers to help the business develop new products and expand into additional cryptocurrencies.

Two-thirds of advisors agree that technology is key to serving more clients and driving growth, and will significantly change advisory practices in the future.

According to Financial Planning’s 2021 Tech Survey, large firms are ramping up spending while smaller firms are keeping budgets modest. Are they starting to fall behind?

The exposed information includes customer names, dates of birth, Social Security numbers and company names.

She made headlines when she became chairwoman in 2019, but quietly exited two years later when a marketing campaign created a conflict of interest.

Wealth management should be aware of these factors and how they impact products and processes.

New questions are being raised about the brokerage’s practices with the Intelligent Portfolios product.

The company received $15 million to build out a platform connecting clients to financial planning, investment management and tax professionals.

The compliance inquiry relates to past disclosures around the Intelligent Portfolios product.