Wealth management

The planning strategies for large individual equity holdings pose tax, investment and behavioral questions for financial advisors and their customers.

The firms acknowledge on social media that they are responding to technical difficulties.

It's important for advisors to develop a relationship with both spouses from the outset, long before an unexpected death.

The hires add credibility to the wirehouse's renewed commitment to recruiting.

From a logo inspired by a clothing decoration to a name inspired by the cosmos, learn why these eight financial services revamped their brands.

Dubbed as the "digital admin for private investments," Arch has grown rapidly this year, adding AI tools that easily summarize documents for advisors, but hasn't lost the human touch.

Financial advisors who specialize in estate planning say regular clients can learn from these messy celebrity situations.

Firms' practice of offering low returns on clients' uninvested cash is becoming the latest hot legal target.

Wells Fargo joins Morgan Stanley, Merrill and Ameriprise in facing questions over its handling of clients' uninvested cash.

Meager security budgets, flammable family dynamics and set-in-their-ways employees can put assets, and sometimes the safety of family members themselves, at risk.

Despite the notion that an ESG backlash is pushing clients away, private equity products aiming to solve challenging problems through investments are still on the rise.

With the exact timeline and eventual destination unclear, the private equity-backed firm was revealed as one of two major OSJs departing from LPL.

The Wall Street giant's Morgan Stanley at Work and private wealth units team up to serve top company officials — and possibly gain access to trillions in workplace wealth.

FINMA, the Swiss Financial Market Supervisory Authority, is tightening its scrutiny following the collapse of Credit Suisse last year.

New alternative investment platform JKBX has attracted thousands of retail investors purchasing the streaming rights to hit songs from Beyoncé, Taylor Swift and more — here's what it might mean for the alts space.

Merrill Wealth Management and IMG Academy are partnering to bring financial education to those looking to succeed on and off the field.

The program allows candidates to complete the certification program online, asynchronously and in half the time it takes to complete the standard program.

Ameriprise Financial reported higher second-quarter earnings driven by its wealth groups.

Net revenue for the Private Client Group reached a new height of $2.42 billion, an 11% jump from the same quarter last year.

CFO Jim Marischen commented on the company's cash sweep policies, following industry concerns about the practice.