Wealth management

The Wall Street giant distinguishes its custody service by being a pioneer in allowing private equity, private credit and similar investments to be used as collateral for loans to RIA clients.

The Wall Street giant plans to use the money raised to originate, underwrite and hold loans backed by high-quality real estate.

Most advisors said they see AI helping streamline internal workflow functions, but very few trust it to make financial decisions.

Tech titans Envestnet and Salesforce said they are partnering to offer a broader, more streamlined platform for advisors.

To remain successful in the workforce of the future, advisors will need to adapt and evolve to find new growth and meet clients' needs.

The mammoth coup far outpaces other recruiting deals of recent memory.

Despite the apparent decline, the independent broker-dealer giant remains one of the leaders in advisor recruiting and merger and acquisition deals.

More than a third of financial advisors will retire in the next decade in a profession in which nearly 3 out of 4 rookies fail to make the grade, creating a headcount problem for the industry.

The plan comes as part of CEO Ermotti's goal of narrowing the distance between his firm and its U.S. wealth management rivals.

Advisors and other leaders in the profession have a unique window into what "wealth" really means. Here's how they defined it.

Innovative leaders Dani Fava and Brooke Juniper give a rare look into their recent career pivots and lessons learned when climbing the C-suite ladder.

Arbitration panels and courts have already shown openness to arguments that deferred compensation is protected under federal retirement law.

AdvicePay has appointed Kelsey Lewis as president, overseeing the growth strategy for one of the top payment processing platforms for advisors.

Sixteen advisors argue the megabank owes them more than $270 million over false promises they were made when being recruited.

Executives at the Zurich-based bank say $27B in net new assets for the first quarter put the firm well on its way to its wealth management goals.

An M&A deal brings a fourth office location to the ambitious firm launched in 2019 by Jason Ray and Chelsea Ransom-Cooper.

The advisory landscape is shifting as robo advisors are trending out, thanks to AI as the "next big thing" in wealth management. But that doesn't mean AI will make robo advisors obsolete.

Broker-dealers and RIAs must wean themselves off the richest clients; help getting out of the HNW tunnel-vision habit can come from future-focused marketers.

Combining the two partner firms will create an RIA with more than $50B under management.

The private equity-backed advisory aggregator plans to use a consolidation process in "coming months" to bring its various brokerages under one brand.