Wealth management

Citigroup will pay almost $2 million to settle SEC allegation that two of the bank's brokerages recommended trades to customers without appropriately mailing disclosures to them.

New FPA and eMoney research finds that financial planners who actively integrate a client portal into their practices have better client outcomes, including reduced financial anxiety and increased loyalty and trust.

The former employee is accused of shuffling information to two friends.

Financial Planning's staff has compiled 84 songs that we believe speak to the souls of advisors.

The president of Kestra Financial spoke with FP about the power of using relationships to help recruit big talent, and how the firm differentiates on the talent market.

It's the latest instance of a wealth management group leaving the Swiss banking giant.

Former SEC lawyers say regulators are now likely going through their cases and deciding which are emergencies worth pursuing even if the agency's staffing is severely reduced.

The irrevocable instrument has gained popularity among couples but should not be entered into lightly.

A wealth manager in Cincinnati has little room for new clients, especially one with few assets to manage. Can he turn him down?

The appointment comes amid the organization's push for 'title protection' for financial planners.

These 10 firms are driving the ongoing shift in the industry to fiduciary advice and away from sales commissions.

As an advisor who relies on technology to power his practice, the 2023 Financial Planning Rising Star award winner explains why he decided to start backing wealthtech firms that create tools for planners.

When it comes to charity, last year wealthy families gave differently — and invested differently.

For the bottom 80% of households by income, bank deposits and other liquid assets were lower in June this year than they were in March 2020.

High interest rates, low volatility and conservative investors have transformed the dealmaking environment for startups. But insiders say the dark clouds that once watered wealthtech's money trees come with a few silver linings.

The serial entrepreneur and startup investor says loyalty and trust will go a long way as the "free money" runs dry.

It's no easy task to compete with mammoth brokers that may be going after the same clients — but it can be done.

Financial education is a team sport. That's why Morgan Stanley alum Drew Hawkins founded Edyoucore, a company that helps young sports stars take their wealth into overtime.

The asset management, custodial and technology firm made its pitch to teams confronting a consolidating field with a dizzying array of options.

Barry Sommers, the wealth management chief CEO Charlie Scharf brought in, is expanding after fixing up the unit; "Five years from now the independent channel will be our biggest channel."