Wealth management

Over 75,000 advisors in the U.S. will be affected by what is expected to be the most significant version of CFP standards to date.

The new hire previously managed three UBS locations that generated $110 million annual revenue, according to the regional broker-dealer.

New standards for advisors cover digital advice, third-party relationships and expand fiduciary duty obligations.

A primer on characteristics that enable advisors to build a successful practice that entails very little marketing.

Louis Blazer III used client funds to finance 'Mafia the Movie,' according to the complaint.

Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.

Two of the groups joined the regional firm from Morgan Stanley.

The company spent $77 million on technology last year, but difficult changes lie ahead.

Dan Rothenberg of UBS says it's given his team an "easier hurdle to be beat rather than a benchmark."

Managers can use these methods encourage employees to work together, according to columnist John J. Bowen, Jr.

Risk alert: The agency expects advisors to follow these steps.

Aug. 14: After following the industrywide digital-first movement in its acquisition of MyVest, TIAA is now examining how it serves its clients.

"You know the industry that we're in, it's very much word-of-mouth," says Morgan Stanley's Fulvio Urbinati.

The Northeast prevails, but there's a surprise in the rankings revealed by this interactive infographic.

This sector had a bad name for years after the crisis. Is it time to include it in portfolios?

Merrill Lynch's Dane Runia says he avoids outsourcing too much.

The Dynasty-affiliated RIA manages around $15 million on average per client.

You set out to be an advisor, not an administrator, so you are not alone if you are struggling to get your team to deliver outstanding results. Here are three steps to build a better team.

Can a single mega total-market index fund outperform an equally weighted basket of large-cap, mid-cap and small-cap funds? The answer may surprise you.