Wealth management

Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves this week.

Mike Capelle, co-founder and CEO of Modern Wealth Management in Monterey, California, is in charge of the tech stack at the $6.1 billion AUM firm.

Stifel follows closely on UBS's heels in getting hit with tens of millions in punitive damages.

Advisors were right not to recommend the decentralized cryptocurrency in the past. They can be right again by recommending it today.

High net worth individuals tend to think they can manage investing on their own. Researchers say that's an opportunity for financial advisors.

With more views and options for financial advisors to be independent, TritonPoint Partners is offering up its take on flexibility, cash and equity, and employment status.

The murder of George Floyd nearly five years ago prompted many wealth managers to recommit to diversity, equity and inclusion. Some worry what little progress they've shown since is now at risk.

The Trump administration's quick pivots and frequently changing plans fuel plunge in advisor confidence.

The authors of a new study explaining the specific significance of trusts for building Black wealth used the analogy of a beach filled with starfish.

Looking back at the past five years of Financial Planning's regional 40 under 40 list offers insights on advisor success — and firm struggles.