Wealth management

The American Opportunity Tax Credit can save clients $2,500, while they can claim up to $2,000 with the Lifetime Learning Credit.

Check out these three-steps to broaden the firm’s reach from sea to shining sea.

Asset managers are increasingly considering tie-ups as they come under pressure from cheaper index-tracking funds.

Russia, Brazil, and Canada saw big jumps in their populations of high-net-worth investors last year.

The findings come as asset management firms are threatened by digital tools.

Non-traditional asset classes include structured credit, reinsurance and alternative lending.

The BD says it has recruited 83 new reps this year as part of Advisor Group’s overall haul of 295.

Oct. 2: Honorees in NICSA's NOVA Awards are recognized for their attention to cost reduction and implementation of smarter technology.

The regional BD is on a recruiting roll, having poached two of the wirehouse’s teams this week.

Recent criminal charges parallel another case brought by the SEC against the broker.

Advisors must show how to consider the total cost of ownership.

Most advisors don’t have required safeguards in place, one expert says.

Clients are already consuming products differently as a result of new technology, says TIAA Chief Digital Officer Scott Blandford.

Louis Martin Blazer is a "cooperating witness" in the federal case targeting corruption in college basketball.

A look at an 18-year period shows which is the better approach.

The president looks to fulfill a key promise from his campaign.

State examiners are finding more shortcomings. At the same time, advisors face bulked-up regulators probing more aspects of their practices.

AI and predictive analytics have key roles in the bank's plan to add automated advice and savings to mobile banking.

Advisor Munish Sood is charged with fraud and bribery by FBI and U.S. Attorney.

The $195 million cash purchase is Envestnet’s sixth largest deal since 2010.