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Regulator could make some "immediate" changes; arbitration reform advocate says he's "hopeful."
December 16 -
The recruit and his brother form a team at the wirehouse to revive their retired father's advisor group.
December 15 -
The wirehouse added several new recruits to the firm's offices in Boston, Chicago and Cincinnati.
December 14 -
Despite predictions of a coming boom market by Cerulli Associates and others, the leaders of the biggest brokerage firms remain divided about whether to jump into the fray.
December 11 -
The firm could resurrect its U.S. brokerage business online, analysts say. However, Deutsche executives have said they were unsure about their U.S. plans for automated advice.
December 9 -
The wirehouse recruited the mega team from UBS.
December 8 -
The recruit previously generated $1.3 million in annual revenue.
December 8 -
Snowden Lane's newest wirehouse recruits opened a California office for the independent firm.
December 7 -
The wirehouse's newest hires come from Credit Suisse, which is looking to exit the U.S. wealth management market.
December 7 -
Employees at the wirehouse learned in a memo Thursday that Chris Wolfe was named CIO, among several other changes.
December 4 -
The firm's 2016 comp plans helps continue an emphasis on growing banking and lending businesses – a top strategic priority for the wirehouse, according to President Greg Fleming.
December 3 -
The wirehouse is increasing thresholds on grid ranges and tweaking some awards.
December 3 -
The recruits include two advisors who joined the employee channel at Ameriprise and three who went over to the firm's independent side.
December 2 -
The recruit had $1 million in annual production before leaving the wirehouse.
November 30 -
A financial planner left the wirehouse for the independent channel at Wells Fargo.
November 24 -
The total number of advisors across the industry rose 1.1% in 2014, according to a report from Cerulli Associates. But the research firm warns they may fall again in years to come.
November 23 -
The group generated annual revenues of $3 million before making the move.
November 23 -
The recruits collectively had $1.7 million in annual revenue before making the move.
November 23 -
The wirehouse's three newest recruits come from Credit Suisse.
November 20 -
The wirehouse said it recruited the advisors from Credit Suisse.
November 19







