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Credit Suisse's losses include a three-member team that generated $7.2 million in annual revenue, which joined UBS.
October 8 -
Morgan Stanley's move to push more cases to an arbitration system of its choosing tilts the playing field against advisors and curtails their rights, opponents say.
October 7 -
A longtime wirehouse advisor with $48 million in AUM has joined regional broker-dealer Wunderlich.
October 5 -
The group of 5 advisors will be opening a new office for the regional broker.
October 1 -
The team made the move in part to be able to grow in new directions, says senior financial advisor Tommy Boyd.
October 1 -
The team left the wirehouse to form their own independent firm, representing one of the largest groups that Dynasty has helped go independent.
September 29 -
An arbitrator ruled against a former wirehouse advisor who declined to attend hearings or have a lawyer represent him against Morgan Stanley.
September 24 -
The recruit and an already independent advisor opened their own wealth management practice on the independent side of Wells Fargo.
September 24 -
UBS' latest hires managed approximately $1.3 billion in client assets while at Merrill.
September 23 -
United Capital plans for a white label version of its financial life management platform and the firm will be announcing an acquisition of a robo solution in the fourth quarter.
September 23 -
The new recruit had generated $2.7 million in production before switching wirehouses. A second advisor from UBS who had $1.9 million also went to Morgan.
September 22 -
The former wirehouse advisors joined Raymond James' traditional employee broker-dealer.
September 22 -
The wirehouse lured away seven advisors from Morgan Stanley.
September 21 -
Three wirehouse veterans joined the super regional's employee channel.
September 18 -
The wirehouse's latest hire also had previously worked two decades at Morgan Stanley, On Wall Street reports exclusively.
September 17 -
The accused broker worked at Oppenheimer & Co. when the scheme began in 2009.
September 16 -
Two advisors who oversaw more than $220 million in client assets have switched wirehouses.
September 16 -
The former wirehouse advisor declined to participate in the arbitration case filed against her by the firm.
September 16 -
The new recruits opened a new office for Raymond James & Associates, the firm said.
September 16 -
Greg Hersch, who has been featured in On Wall Street's Top 40 Under 40, has left the wirehouse.
September 15















