Practice

The fiduciary rule is causing many financial advisers to reconsider their fee models.

Understanding pro-rata rules can ensure that a client only pays their fair share to the government. Plus, these retirement preparations can boost returns and a look at when spending means better planning.

Many millennials feel their parents can provide them good financial advice, but they are reluctant to seek help from elders, as well as from financial professionals.

Net income for the wealth management unit rose to $677 million from $606 million for the year-ago period.

News that LPL may be looking for suitors comes at a time of financial pressure for the country's largest independent broker-dealer.

By leveraging new technology, advisers find new ways to reach their clients from across the globe, as well as here at home.

Many ETFs will avoid some aspects of sweeping new U.S. regulations meant to ensure that asset managers can easily meet investors’ redemption demands.

The challenges that asset managers face: rising regulatory costs and growing pressure on fees from cheaper competitors.

Pershing Advisor Solutions CEO Mark Tibergien says a renewed look at both internship and adviser mentoring programs is vital.

Planners and brokers alike must revisit their policies and procedures, caution legal and compliance experts. Here’s where to start.