Practice

Hundreds of medium-size RIAs are procrastinating and face the specter of de-registration by the SEC if they do not file for state registration by Thursday.

The T. Rowe Price Personal App for iPhone and iPod touch provides investors the opportunity to manage their accounts and view fund information on the go.

Jackson National Life Insurance launched the Elite Access iPad application, following the rollout of the firm’s newest product offering.

New Rule G-43 requires that broker's brokers make reasonable efforts to obtain fair and reasonable prices when conducting secondary-market "bid-wanted" auctions.

"It's not how much you sell in social media," says Frank Eliason, SVP of social media at Citigroup. "The ROI is in the information that's out there; that leads to change and process improvement."

On June 25, 2012, Sentinel Investments has made two key appointments to its senior sales team as well as the hiring of a new wholesaler.

On June 25, 2012, Jackson National Life Insurance Company today launched the Elite Access iPad application, following the rollout of the firm’s newest product offering.

A new research initiative from the Insured Retirement Institute will promote streamlined licensing and registration processes.

National Planning Corp. has named Randy Miller as its new first vice president and director of practice management.

Steve Wershing, "The Referral Doctor," says the one of the biggest challenges financial advisors face when they’re trying to attract new clients is finding an effective way to differentiate themselves from the competition. Too often, advisors try to sell themselves as "better" when they really should be accentuating how they're different.