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The regional broker-dealer is coming off a big recruiting year.
February 10
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The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.
February 5
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The regional broker-dealer has long been among the industry’s most aggressive recruiters.
February 3
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The advisors join the bank following a major reorganization of its wealth management business.
February 3
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Wealth management is playing an ever bigger role at the firm, which aims to add a million new clients in the coming years.
January 28
