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Two teams with $344 million in total AUM are tasked with expanding the firm’s presence in Mexico and South America.
June 13
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The fast-growing firm now has more than 100 brokers.
June 10
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The regional BD opened its third new location in Texas this year.
June 7
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The firm had cut back on hiring efforts in 2016, citing exorbitant costs.
June 6
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Concerns arose when the SEC first proposed its package of regulations. Instead of addressing these worries, the agency just codified them.
June 5
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The advisors managed more than $225 million in combined client assets.
May 30
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One departing practice managed $100 million in assets.
May 30
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The team joins Raymond James’ burgeoning brokerage ranks, which recently hit 7,862 independent and employee advisors.
May 24
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The firm has its origins as a family office founded by John D. Rockefeller in 1882.
May 21
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Several of the firm’s new hires are industry veterans with more than 30 years of industry experience.
May 20
