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The firm has touted its capabilities, lighter bureaucracy and corporate environment to new hires — factors that have helped lure in top talent.
March 12
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Both recruits had a long history with wirehouses before trading them in for the regional broker-dealer.
March 5
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It’s a short move for the advisors; only four blocks separate their old office from their new digs.
March 4
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The new recruits are not the first to trade in the wirehouse for the regional broker-dealer.
March 2
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The acquisition is the latest demonstration of firms merging banking, wealth management and digital services to meet clients' every financial need.
February 20
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The regional BD’s hiring streak continues even as it loses a manager who played a notable role in its expansion.
February 19
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Three years after leaving the Broker Protocol, the firm continues to selectively hire.
February 18
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The quintet is the latest to join the bank’s unit catering to wealthy clients.
February 18
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The former Cetera advisors joined the firm’s employee channel.
February 14
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The regional broker-dealer is coming off a big recruiting year.
February 10
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The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.
February 5
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The regional broker-dealer has long been among the industry’s most aggressive recruiters.
February 3
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The advisors join the bank following a major reorganization of its wealth management business.
February 3
