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Christopher Davis oversaw more than 190 brokers operating from eight offices while at Wells Fargo, according to his new employer.
May 7
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Headcount has dropped four out of the last five quarters as numerous scandals have hit the bank.
May 4
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Miguel Ballestas was discharged from the firm after allegations of insider trading.
May 4
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Our annual analysis of starting payouts for wirehouse, regional and national brokerage firms.
May 3
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The team is the latest in a stream of advisors who are leaving the wirehouse for smaller rivals.
May 1
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Move is the latest in a recruiting streak for the regional broker dealer.
May 1
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One of the new hires has more than five decades of industry experience.
April 30
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The advisor had been with Wells Fargo for only two years, having previously worked at Credit Suisse.
April 30 -
The uncertainly of regulation and their own survival is at the root of advisors’ stress, but there are also some positives of the job.
April 30
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Wirehouses have been seeing a decline in their advisor headcounts.
April 26
