Recent Stories From This Author
The steep rise in long-term care insurance rates won't affect many advisors' commitment to using them for clients, experts say.
One of the first new investments from parent company RCS Capital will become available to all nine – and eventually 11 – IBDs by May.
To create this ranking, we took our RIA Leaders list of the top fee-only independent RIAs, then calculated the average client account size. The results were illuminating.
The advisor community is misinformed in thinking this generation doesn't have wealth yet, says TD Ameritrade's George Tamer.
'Let's put this behind us,' a group of Cetera planners told the RCS Capital home office in the wake of allegations against founder Schorsch.
Founder Ric Edelman says he decided to split the roles rather than hire a single executive to replace him.
Judge has yet to rule on board's request for summary judgment; if granted, the parties would avert trial.
Southern California firm buys Moore Financial Group of Colorado.
The author and media personality merges her practice with Buckingham to spend more time on speaking and writing.
The former lead counsel in the board's defense of its case against two Florida planners has moved in-house as general counsel.
Independence has a growing value both to clients and to would-be acquirers. See how the top firms are standing their ground. Plus: Top 100 rankings and 50 fastest-growing firms.
Board quietly hires former SEC official; critics call for CEO Keller's departure as well.
Prompted by a Financial Planning investigation, more effective advice for soldiers and vets in financial distress is the objective.
The $500 million firm "outgrew" Ameriprise before joining one of the country's largest aggregators, United Cap's Brinker says.
Former Convergent Chairman Steve Lockshin offers his take on events and issues surrounding the suicide of his friend, ex-Convergent CEO David Zier.
The three founders of Concord Equity Group Advisors, a firm LPL bought in 2011 after the RIA allegedly hid commissions from its institutional clients, settled with the SEC.
'It's mayhem' at firm, an ex-advisor says, following CEO David Zier's suicide.
The firm beefs up its Salt Lake City presence toward the end of a year that's seen a doubling of both advisors and assets.
2 advisor teams, Foran Financial Group and Sweatt & Walters, leave for Raymond James Financial Services.
Planners offer their guidelines for helping wealthy clients accomplish more good with their money.