The firm is still determining which other pieces of technology it will retain after acquiring its rival.
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Founder and CEOInterchange Capital PartnersAugust 4
Retirement ConsultantCommonwealth Financial NetworkJuly 29
Director of Advanced PlanningPrudential FinancialJuly 27
“We basically had clients demanding that we find a new home,” after Wells Fargo failed to secure PPP loans for them, an advisor says.August 4
The number of advisors registering with FINRA has fallen since 2016, as more planners elect a fee-only model.August 4
The St. Louis-based firm claims its rival “instructs incoming recruits to compile client information from their former firm” as a matter of course.August 4
He's the second executive to depart the custodian in the past two weeks.August 4
As anxious as they may be to take advantage of the opportunity, there are pitfalls and hidden costs, advisors warn.August 4
The alternative asset manager surpassed its previous peak from the fourth quarter of 2017.August 4
Data, Research & Multimedia
The independent broker-dealers big enough to serve the most financial advisors enjoy advantages but face distinct challenges.
506 advisors, $31.1 billion in client assets: LPL, Raymond James and Wells Fargo FiNet lead indie recruiting
The latest roundup of 32 IBD affiliation moves, M&A deals and expert studies reveals the mixed impact of the coronavirus.
The COVID-19 pandemic has infected the service’s annual list of top tax scams.
The list shows how firms of all sizes face a pivotal balancing act in seeking to recruit and retain advisors.
Your contact center is the frontline of customer experience. Your contact center can also be a customer’s “final straw” with your company.