Advisors are faced with cutting-edge tech that will reshape the industry, as well as questions about its reliability.
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At least 17 Republicans and one Democrat, Sen. Joe Manchin of West Virginia, have signed onto a joint resolution under the Congressional Review Act.
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The ban comes amid heightened regulatory scrutiny of firms' messages on services like WhatsApp and posts on social media sites.
8h ago -
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The consumer price index came in a little cooler last month, ending a streak of bad inflation data — at least for now.
May 15 -
Officials from FINRA and SEC spoke on how they are examining AI and emerging technology while also raising new risk concerns like deepfakes, which could make voice recognition software obsolete.
May 14
Financial Planning announces its 2024 class of the top 40 most productive employee wealth management brokers under age 40.
The profession displays a stunningly high rate of attrition in the first year. Here's how wirehouses and regional brokerages must try to change with the times.
Financial Planning announces its 2024 class of the top 40 most productive employee brokers under age 40 at regional firms.
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The Internal Revenue Service cautioned consumers to beware of inaccurate advice which prompted thousands of taxpayers to file overblown claims and held up their refunds.
May 14 -
The Wall Street giant plans to use the money raised to originate, underwrite and hold loans backed by high-quality real estate.
May 14 -
Most advisors said they see AI helping streamline internal workflow functions, but very few trust it to make financial decisions.
May 14 -
A newly proposed rule would require firms to verify customers' ID information and check it against government lists of terrorists and criminals.
May 13 -
There's a difference between advising a client on a decision and making the decision for them. What happens when the client demands the latter?
May 13