Andrew Welsch

The firm claims it is also missing important documents related to a large institutional client.

The advisors join the regional firm from Morgan Stanley and Wells Fargo.

An alphabet soup of confusing terminology is hindering clients and advisors from identifying portfolio opportunities.

The advisors say they violated no contracts and took no confidential client information when they resigned from the bank.

The regional BD has picked up 15 advisors this month alone.

The advisor allegedly sold $13 million worth of high-risk securities without disclosing that she earned commissions of up to 18%.

Women have long been under-represented among the brokerage ranks, says Elizabeth McCourt. She offers her insights as we continue the dialogue from our Recruiters Roundtable.

The move puts the Swiss bank more in sync with practices at regional brokerages.

Bank of America has plans to expand the self-directed platform’s reach even further.

This is the third such suit the bank has filed against former advisors in recent months.

The firm’s recruiting streak continues with this latest wirehouse hire.

The new hires build on the firm’s recent recruiting successes.

On Wall Street annually honors the work of the industry's elite leaders.

The new recruits joined from Bernstein where they serviced ultrawealthy families.

The advisor, who penned a memoir about drug addiction, accuses the firm of wrongful termination.

The advisors agreed not to solicit clients and to return confidential information to the bank.

The new hires include a rare independent-to-employee career move.

See which industry leaders made the cut for this year's list.

The move is intended to improve operational efficiency.

The policy had been under review after a federal appeals court vacated the fiduciary rule earlier this year.