Andrew Welsch

The firm’s recruiting streak continues with this latest wirehouse hire.

The new hires build on the firm’s recent recruiting successes.

On Wall Street annually honors the work of the industry's elite leaders.

The new recruits joined from Bernstein where they serviced ultrawealthy families.

The advisor, who penned a memoir about drug addiction, accuses the firm of wrongful termination.

The advisors agreed not to solicit clients and to return confidential information to the bank.

The new hires include a rare independent-to-employee career move.

See which industry leaders made the cut for this year's list.

The move is intended to improve operational efficiency.

The policy had been under review after a federal appeals court vacated the fiduciary rule earlier this year.

The two advisors have already transferred about $160 million in client assets, according to their former employer.

The bank is selling the technology behind its U.K.-based digital advice business to SigFig, a Silicon Valley startup.

The brokerage firm is holding off on making major changes while regulatory frameworks shift once again.

Both the regional BD and RIA have benefited from an exodus of wirehouse talent.

The case is a legacy of the fallout from Puerto Rico's bond crisis and the performance of UBS closed-end funds.

The firm is finding success despite being outside the Broker Protocol.

The client relationship manager is now on a leave of absence, according to Merrill.

The advisors decided to join the firm following a meeting with Raymond James' leadership in St. Petersburg.

The firm "deprived its clients of unbiased financial advice," the regulator says.

The firm is trying a new approach 10 months after quitting the Broker Protocol.