Andrew Welsch

The new recruits are the latest to join the regional firm from Wells Fargo.

It's tough starting a relationship with so much at stake. Here's how.

Over 50 advisers have now joined the independent firm, which is affiliated with Raymond James.

The barred broker used $2.5 million in client funds to buy a waterfront home in Rhode Island, authorities say.

Chris Harvey will oversee 420 advisers managing $110 billion in total client assets.

One planner says there's no reasonable basis for a delay, while another says he can't afford all the compliance costs.

The new hires join the regional BD from Baird.

The new recruit is focused on serving the Brazilian market, according to the firm.

Morgan's latest hires oversaw about $575 million, On Wall Street learns exclusively.

Andy Sieg, head of the firm, had previously indicated that he was open to rethinking aspects of the firm's efforts to comply with the regulation.

The firm is one of the first to issue a formal comment letter on the Department of Labor's proposal to put off the regulation's implementation date.

Patricia Bennett says she visited the regional's firm home office three times before deciding to make the move.

Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.

The independent firm has recruited a number of wirehouse brokers and grown to $3 billion in client assets, according to the company.

The ex-wirehouse advisers are partnering with Stanley Hochhauser, an industry veteran of more than 50 years.

Hope is dimming, but top Democrats like Sen. Elizabeth Warren and investor advocates are unlikely to relent in their efforts to preserve the regulation.

The group previously generated over $1 million in annual revenue.

After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.

Andy Sieg says the firm's digital wealth and mobile app investments are "a key strategic story."

The department says it needs time to complete a review of the regulation ordered by President Trump, who also recently outlined criteria for reversing the rule.