Hung Tran

Principal Funds has added three new regional directors to the firm’s investment only team.

BNY Mellon has named PeterPaul Pardi global head of distribution for its Investment Management business.

UBS has launched the ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETN

State Street Global Advisors last night cleaned house at the 8th Annual Global ETF Awards Dinner held in New York, taking home a series of industry awards.

Guggenheim Investments has added three new exchange-traded funds to its BulletShares lineup.

The retail financial services space can do itself a favor by making a few organic improvements, according to Danny Ludeman, chief executive officer at Wells Fargo Advisors.

It's been four years since the management team at Neuberger Berman decided to spend $922 million in order to acquire a majority interest in their firm and the fixed income and alternative asset management businesses of Lehman Brothers' Investment Management Division in the wake of Lehman's collapse.

Stephen D. Fisher, former senior vice president and deputy general counsel of Fidelity Investments, has joined Ernst & Young LLP’s Asset Management tax practice.

La Jolla, Calif.-based alternative mutual fund provider Altegris will launch a new "R" share class on May 1 to four of its private placement funds.

So what does it take to build a successful franchise in the asset management space?

The nascent active exchange-traded fund space, currently populated by PIMCO, AdvisorShares and Guggenheim Partners, may soon get a new entrant.

Morningstar’s fund analysts assigned a Gold rating to just one fund in the past few weeks: DFA US Small Cap I.

Advisors feel that social media is a "wise use" of asset managers' time and resources and just over one-third believe asset management firms are "not yet seeing the value" of social media.

The Atlanta-based company unveiled a new branding service for advisors.

The nascent actively managed exchange-traded fund space, currently populated by PIMCO, AdvisorShares and Guggenheim, will soon get a new entrant: Putnam.

Chip Roame, managing partner of Tiburon, Calif.-based research shop Tiburon Advisors, is bullish on index and alternative investment products.

Socially responsible investing has increasingly become hot over the past five years with much of that growth fueled by investors' desires to "marry the utilitarian and expressive characteristics of their investments,'' according to Sheldon McFarland, co-author of a new study, Three Hurdles to Implementing an SRI Mutual Fund Strategy.