Jessica Mathews

Jason Kirkland, a former Baird employee, has sued the firm for allegedly withholding his compensation.

The regulator says it will keep an eye on issues like cybersecurity and cryptocurrencies.

The firm has recruited 22% more advisors in 2018 than the year-ago period.

The program could connect 4.9 million brokerage accounts to firms selected for the advisor network.

Advisors from across 79 branches were involved in selling offerings to family members and other brokers, including stock in Facebook, General Motors, LinkedIn and Twitter.

These tools could save months of time — are they worth the investment?

The regulator laid out detailed guidelines for how planners should be communicating with clients electronically.

Failing to take the mandatory distribution on time may push retirees to a higher tax bracket.

The firm has been looking to its wirehouse competitors for new hires throughout the year.

Seniors should not only have a financial plan in place, but activities to keep them preoccupied.