Justin L. Mack was the wealthtech reporter for Financial Planning, as well as the host and lead editorial producer of the
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It’s the first fee increase in 5 years, earmarked to fund the board’s new strategic plan.
April 19 -
A drop in non-interest revenue across businesses offset higher income driven in part by Citi’s Personal Banking and Wealth Management division.
April 18 -
After ending 2021 with record results, 2022’s first quarter was full of ups and downs.
April 14 -
Vania May Bell has admitted to helping her father run a scheme that started in the late 1990s and ended in 2018.
April 13 -
Kent Manderville has 700 NHL games and a silver medal on his resume. Find out why that made him perfect for a career in wealth management.
April 13 -
Lindsey Swanson’s career as a CFP was on the traditional path until her desire to help the underserved took her from retirement plans to porn stars.
April 6 -
Robert Sandrew considers himself a people person, which aids his ability to bring new talent to his firm. But finding the right fit is an ongoing process that evolves as quickly as the industry itself.
March 30 -
General Counsel Leo Rydzewski said more help is on the way as the organization bolsters its repository of tips and how tos.
March 29 -
The veteran advisor who was inspired by her mother takes another step for women in the industry.
March 18 -
Luke Harangody is hoops royalty at Notre Dame. But at Midwest TAMP GeoWealth, he’s a rookie with a lot to prove.
March 16 -
Federal authorities say Raymond A. Erker ran a Ponzi scheme that defrauded 54 people, but he maintained he did nothing wrong while on the stand.
March 10 -
The Future Proof Festival has announced eight new featured speakers who buck the status quo.
March 9 -
The SEC says Marguerite Cassandra Toroian waited to allocate stock purchases to herself, her family or clients once she knew if the purchases were winners or losers.
March 8 -
Joseph Orazio DeGregorio convinced his victims to invest in promissory notes and companies that never even existed.
March 7 -
Revenue sharing, wrap accounts and advisor compensation are at the core of the case filed this week in federal court.
March 3 -
Throughout Black History Month, Financial Planning has covered how the industry continues to confront its diversity issues while acknowledging all of the work that still needs to be done.
February 27 -
A new study finds that race did not play a significant role in how much consumers trust advisors. But gender was a different story.
February 23 -
Eight RIA acquisitions and two minority investments added $49 billion in client assets to the Toronto-based firm’s U.S. platform in Q4.
February 22 -
With a focus on growth and improving advisor satisfaction, Blucora’s wealth management arm saw Q4 improvements
February 18 -
Nearing her first year anniversary at the firm, CEO Natalie Wolfsen said the company’s success wouldn’t be possible without the advisors who power it
February 17
