Margarida Correia

One client wishes he had known his options related to filing beforehand.

Karen Wimbish will lead teams responsible for investment and banking product offerings as well as planning platforms and product technology across all client segments.

The bank hired its first chief investment officer seven months after recruiting the former leader of a family office to a new post as national head of investments.

Lawyers have filed FINRA arbitration claims alleging the bank deprived them of their bonuses.

The regulator is concerned that Wells Fargo did not follow proper procedures in notifying former reps of their U5 filings and that the information contained in them was not correct.

The bank tapped a former State Street executive to take over the role from Terry Dolan, who was promoted to CFO.

The regulator was looking into allegations that he structured transactions in his personal bank account to avoid federal reporting requirements.

The sales mix for the wealth management business is shifting from commission-based to more fee-based products, which hurts revenue in the short term.

The regulator claimed the firm provided inaccurate historical weighted-average performance results to customers who used PortfolioBuilder2.