Miriam Rozen

FP 7/9 30 days Placeholder

The strategy raises tricky tax reporting and regulatory questions.

Getting them to unload equities that are weighing down their portfolios isn’t easy.

Educate them on the risks and lower volatility of a geographically diversified portfolio.

Identify with and listen to those who planned financially, but not emotionally.

Identify with and listen to those who planned financially, but not emotionally.

Help retirees assemble the puzzle pieces if their plan includes homes in two or more states.

State agencies can be aggressive in checking records.

Hard-working advisers can earn fees awarded in bankruptcy courts. Is it worth the trouble?

Clients who are freelancers can be a good source of referrals, but they also need more attention.

New CFPB rules may prompt more class-action suits against retail banks, aiding advisors and their clients.

Such funds can provide diversity, but find out a manager’s history and specific holdings.

History shows a worrisome trend around the newest funds.

Tread cautiously: Not all these funds are created equal.

Moving to a new location doesn’t necessarily deliver more clients.

Certain incentives drive employees to find new revenue sources: new clients.

Google is no longer the only option for learning whether a client will be a good fit.

Eye and voice client verification is now affordable enough that the technology once considered science fiction could be an alternative to present-day password options.

With a proliferation of mobile devices, developers are offering tools that keep compliant records of all types of digital communications.